62 Queen Street, London

We are delighted to be partnering with GD Financial Markets and the Institute of Risk Management for our next Banking and Financial Services Forum titled “Good culture and good conduct - which comes first?”

Gordan Dadds Small               IRM


Market participants are increasingly supportive of the view that a strong conduct culture, which builds consumer trust and inspires employees, is in the economic self-interest of a firm.

Firms that implement conduct culture successfully, and therefore get the most out of it, are the ones that fully embrace it and see it as an opportunity, rather than a box-ticking exercise.

We are looking forward to welcoming Daiman D. Baker, Regulatory Consultant at iAdviseUK, as the keynote speaker, and our attendees who I am sure will provide us with a healthy discussion at our round table.

Daiman D BakerDaiman has worked in front office and compliance roles, and most recently as a regulatory consultant for institutions such as Barclays Capital and Barclays Investment Bank, Deutsche Bank, Bank of America Merrill Lynch, Standard Chartered, CBA and Westpac.  He's developed and delivered conduct risk-related suitability programs; implemented conduct risk mitigation programs and drafted codes of market conduct; conduct risk MI packs and conduct risk frameworks, which take into account publications from the FCA, ASIC, IOSCO, the Banking Standards Board and the Financial Stability Board.


 Publication Date: 21/06/2017